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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-04-14
TX RA APPROVED_RES 2026-04-14
  • ID RA
    APPROVED
    Since 2026-04-14
  • TX RA
    APPROVED_RES
    Since 2026-04-14

Branch Locations

Eagle, ID • United States

Mccall, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Eagle ID 06/2015 04/2026
Raymond James Financial Services, Inc. Eagle ID 04/2026 Present
Raymond James Financial Services Advisors, Inc. Eagle ID 04/2026 Present
Sla, Llc Eagle ID 06/2024 04/2026
Previous Registrations
Other Businesses

(1) Name of Business: SLA,LLC Address: 4185 West Houseland Court, Eagle, ID, 83616, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/01/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: WEALTH MANAGEMENT\n

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    1999-08-12
Other Names
  • Stephanie Lynn Hoss/Boettcher
  • Stephanie Lynn Johnson

View on SEC IAPD

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