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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2024 | Present |
| Bank Of America | Newport Beach | CA | 05/2019 | 06/2023 |
| Bmo Bank | Newport Beach | CA | 06/2023 | 04/2024 |
| Chase Bank | Irvine | CA | 03/2018 | 05/2019 |
| Homestreet Bank | Irvine | CA | 03/2017 | 03/2018 |
| Wells Fargo Bank | Orange | CA | 02/2016 | 03/2017 |
I*1896257, Entity Type, Name of OBA: Presidential Walk Association Address: Orange, CA 92867 Investment Related:No Position, Title, Association: Board Member Employee Start Date: 06/25/2024 No Hours: 4 hrs yearly No Hours during trading: Duties: Home Owner's Association for our community at my primary residence. Emergency board appointment since the existing board member left the community abruptly.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
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