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Colin Thomas Hart

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7910286

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-03
  • NJ RA
    APPROVED
    Since 2024-09-03

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Instawork New York NY 06/2022 09/2022
Upper Level Lacrosse Club Westfield NJ 05/2019 08/2021
Boston College Chestnut Hill MA 08/2020 05/2023
Indiana University Bloomington IN 09/2019 05/2020
Chatham High School Chatham NJ 09/2015 06/2019
Officewell New York NY 01/2024 06/2024
Ubs Financial Services, Inc Weehawken NJ 07/2024 Present
Cobham Park Farm Keswick VA 05/2023 12/2023
  • 06/2022 → 09/2022
    Instawork
    New York, NY
  • 05/2019 → 08/2021
    Upper Level Lacrosse Club
    Westfield, NJ
  • 08/2020 → 05/2023
    Boston College
    Chestnut Hill, MA
  • 09/2019 → 05/2020
    Indiana University
    Bloomington, IN
  • 09/2015 → 06/2019
    Chatham High School
    Chatham, NJ
  • 01/2024 → 06/2024
    Officewell
    New York, NY
  • 07/2024 → Present
    Ubs Financial Services, Inc
    Weehawken, NJ
  • 05/2023 → 12/2023
    Cobham Park Farm
    Keswick, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-24
  • S66 Uniform Combined State Law Examination
    2024-05-24

View on SEC IAPD

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