Timothy Jon Spear

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → 12/2019
  Centaurus Financial, Inc.
  Orange, CA
• 12/2019 → 06/2024
  Securities America, Inc.
  Overland Park, KS
• 12/2019 → 06/2024
  Securities America Advisors
  Overland Park, KS
• 06/2024 → Present
  Osaic Wealth, Inc.
  Overland Park, KS

Previous Registrations

• 2019-12-05 → 2024-06-14
  Securities America Advisors, Inc.
  Olathe, KS
  Overland Park, KS
• 2002-12-13 → 2019-12-04
  Centaurus Financial, Inc.
  Olathe, KS
  Leawood, KS
  Olathe, KS
  Kansas City, MO
  Anaheim, CA
• 2000-04-05 → 2003-01-13
  Equitable Advisors, Llc
  Overland Park, KS

Other Businesses

**DBA: SPEAR FINANCIAL, INC. INSURANCE SALES POSITION: PRESIDENT NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/03/2020 ADDRESS: 2604 WEST 179TH STREET, OVERLAND PARK KS 66085, United States DESCRIPTION: PROVIDE SALES AND SERVICE TO CLIENTS WISHING TO HAVE TERM OR UL LIFE INSURANCE OR FIA's.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1998-09-26