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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-05-30 |
| TX | RA | APPROVED | 2024-08-26 |
| MO | RA | APPROVED | 2024-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Independence | MO | 06/2024 | Present |
| Deel Llc | San Francisco | CA | 01/2024 | 05/2024 |
| Miltenyi Biotec, Inc | Gaithersburg | MD | 04/2023 | 01/2024 |
| Miltenyi Biotec, Inc | Gaithersburg | MD | 04/2021 | 04/2023 |
| Miltenyi Biotec, Inc | Gaithersburg | MD | 01/2020 | 04/2021 |
| Miltenyi Biotec | Gaithersburg | MD | 01/2019 | 01/2020 |
| Miltenyi Biotec, Inc | Gaithersburg | MD | 02/2015 | 01/2019 |
| Bank Of America, N.A. | Independence | MO | 07/2024 | Present |
Name of the other business C F and JP Revocable TrustWhether the business is investment-relatedNoAddress of the other businessUmatilla, FL 32784Nature of the other businessRevocable Trust to outline our Will, Power of Attorney, and nature of how mine and my wife's money/accounts/possessions should be handled upon our death.Your positionCo-TrusteeTitle, or relationship with the other businessCo-TrusteeStart date of your relationship11/07/2023Approximate number of hours/months you devote to the other business0, other than any updates to the trust if a new account is added which may lead to 1 hr/year.Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessUpdate the Trust if new accounts and/or properties are added, or if sections need changed. Would come into effect for more hours if my wife passed away and I took over the duties of the Trust. I*1898271, Entity Type, Entity for Profit, Name of OBA: Unwinding Properties, LLC, Address: Mount Dora, FL, 32757, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/31/2022, No Hours: 0, No Hours during trading: 0, Duties: This was a business started in 2022 by my spouse and myself for the intention of purchasing long-term and short-term rental properties. To date, we spend 0 hours per week on this business and there is no current business activity (no rental properties). I*1899270, Entity Type, Entity for Profit, Name of OBA: Introvert Goat LLC, Address: Waterford Works, NJ, 08089, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 08/13/2018, No Hours: 0, No Hours during trading: 0, Duties: This is a non-investment related business that my spouse and I started as co-owners in August 2018 for the purpose of an e-commerce store with apparel (clothing etc) targeting those consumers who see themselves as introverts. As of this time, I spend 0 hours on this business per week and the business itself has been dormant for the last 4 years. I*4335266, Entity Type: , Name of OBA: The C F and J P Trust, Address: Parkville, Missouri, 64152, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 04/07/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-16 |
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