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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-05-30
TX RA APPROVED 2024-08-26
MO RA APPROVED 2024-08-17
  • KS RA
    APPROVED
    Since 2025-05-30
  • TX RA
    APPROVED
    Since 2024-08-26
  • MO RA
    APPROVED
    Since 2024-08-17

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Independence MO 06/2024 Present
Deel Llc San Francisco CA 01/2024 05/2024
Miltenyi Biotec, Inc Gaithersburg MD 04/2023 01/2024
Miltenyi Biotec, Inc Gaithersburg MD 04/2021 04/2023
Miltenyi Biotec, Inc Gaithersburg MD 01/2020 04/2021
Miltenyi Biotec Gaithersburg MD 01/2019 01/2020
Miltenyi Biotec, Inc Gaithersburg MD 02/2015 01/2019
Bank Of America, N.A. Independence MO 07/2024 Present
  • 06/2024 → Present
    Independence, MO
  • 01/2024 → 05/2024
    Deel Llc
    San Francisco, CA
  • 04/2023 → 01/2024
    Miltenyi Biotec, Inc
    Gaithersburg, MD
  • 04/2021 → 04/2023
    Miltenyi Biotec, Inc
    Gaithersburg, MD
  • 01/2020 → 04/2021
    Miltenyi Biotec, Inc
    Gaithersburg, MD
  • 01/2019 → 01/2020
    Miltenyi Biotec
    Gaithersburg, MD
  • 02/2015 → 01/2019
    Miltenyi Biotec, Inc
    Gaithersburg, MD
  • 07/2024 → Present
    Bank Of America, N.A.
    Independence, MO
Other Businesses

Name of the other business C F and JP Revocable TrustWhether the business is investment-relatedNoAddress of the other businessUmatilla, FL 32784Nature of the other businessRevocable Trust to outline our Will, Power of Attorney, and nature of how mine and my wife's money/accounts/possessions should be handled upon our death.Your positionCo-TrusteeTitle, or relationship with the other businessCo-TrusteeStart date of your relationship11/07/2023Approximate number of hours/months you devote to the other business0, other than any updates to the trust if a new account is added which may lead to 1 hr/year.Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessUpdate the Trust if new accounts and/or properties are added, or if sections need changed. Would come into effect for more hours if my wife passed away and I took over the duties of the Trust. I*1898271, Entity Type, Entity for Profit, Name of OBA: Unwinding Properties, LLC, Address: Mount Dora, FL, 32757, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/31/2022, No Hours: 0, No Hours during trading: 0, Duties: This was a business started in 2022 by my spouse and myself for the intention of purchasing long-term and short-term rental properties. To date, we spend 0 hours per week on this business and there is no current business activity (no rental properties). I*1899270, Entity Type, Entity for Profit, Name of OBA: Introvert Goat LLC, Address: Waterford Works, NJ, 08089, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 08/13/2018, No Hours: 0, No Hours during trading: 0, Duties: This is a non-investment related business that my spouse and I started as co-owners in August 2018 for the purpose of an e-commerce store with apparel (clothing etc) targeting those consumers who see themselves as introverts. As of this time, I spend 0 hours on this business per week and the business itself has been dormant for the last 4 years. I*4335266, Entity Type: , Name of OBA: The C F and J P Trust, Address: Parkville, Missouri, 64152, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 04/07/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2024-08-16
Other Names
  • Mike Fernandes

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