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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-23
TX RA APPROVED 2024-09-23
  • CT RA
    APPROVED
    Since 2024-09-23
  • TX RA
    APPROVED
    Since 2024-09-23

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MA 04/2024 Present
Arethusa Al Tavolo Bantam CT 01/2024 04/2024
J.E.KElleher Inc Bristol CT 07/2017 10/2023
Unemployed Litchfield CT 10/2023 01/2024
Litchfield High School Litchfield CT 09/2015 07/2019
Fairfield University Fairfield CT 09/2019 05/2023
Bank Of America N.A. West Springfield MA 05/2024 Present
  • 04/2024 → Present
    Springfield, MA
  • 01/2024 → 04/2024
    Arethusa Al Tavolo
    Bantam, CT
  • 07/2017 → 10/2023
    J.E.KElleher Inc
    Bristol, CT
  • 10/2023 → 01/2024
    Unemployed
    Litchfield, CT
  • 09/2015 → 07/2019
    Litchfield High School
    Litchfield, CT
  • 09/2019 → 05/2023
    Fairfield University
    Fairfield, CT
  • 05/2024 → Present
    Bank Of America N.A.
    West Springfield, MA
Other Businesses

I*: 2516270 Entity Type: Charitable Organization Name of OBA: Torrington Fish and Game Address: Torrington, CT 06790 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 06/11/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Website chairman for fish and game club assisting in designing and updating website.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-26
  • S66 Uniform Combined State Law Examination
    2024-07-26
Other Names
  • James Edward Kelleher

View on SEC IAPD

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