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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-12
CA RA APPROVED 2024-06-10
  • TX RA
    APPROVED
    Since 2024-07-12
  • CA RA
    APPROVED
    Since 2024-06-10

Branch Locations

14925 Sw Barrows Rd, Beaverton, OR 97007 • United States

8601 Sw Beaverton Hillsdale Hwy, Portland, OR 97225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 01/2022 Present
Us Bank Portland OR 03/2020 01/2022
Unemployed Portland OR 12/2019 03/2020
University Of Alaska Fairbanks Fairbanks AK 08/2017 12/2019
Unemployed Fairbanks AK 03/2017 08/2017
Dmc Fairbanks AK 12/2016 03/2017
Portland Community College Portland OR 09/2016 12/2016
Stella Taco Portland OR 08/2016 11/2016
Portland Community College Portland OR 09/2015 12/2016
Bank Of America N.A. Portland OR 05/2024 Present
  • 01/2022 → Present
    Portland, OR
  • 03/2020 → 01/2022
    Us Bank
    Portland, OR
  • 12/2019 → 03/2020
    Unemployed
    Portland, OR
  • 08/2017 → 12/2019
    University Of Alaska Fairbanks
    Fairbanks, AK
  • 03/2017 → 08/2017
    Unemployed
    Fairbanks, AK
  • 12/2016 → 03/2017
    Dmc
    Fairbanks, AK
  • 09/2016 → 12/2016
    Portland Community College
    Portland, OR
  • 08/2016 → 11/2016
    Stella Taco
    Portland, OR
  • 09/2015 → 12/2016
    Portland Community College
    Portland, OR
  • 05/2024 → Present
    Bank Of America N.A.
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-27
  • S66 Uniform Combined State Law Examination
    2024-04-27
Other Names
  • Connor Smith
  • Connor T Smith

View on SEC IAPD

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