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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-06
ME RA APPROVED 2024-07-16
  • TX RA
    APPROVED
    Since 2024-08-06
  • ME RA
    APPROVED
    Since 2024-07-16

Branch Locations

251 Route 1, Falmouth, ME 04105 • United States

110 Maine St, Brunswick, ME 04011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brunswick ME 04/2024 07/2024
American Income Life South Portland ME 11/2019 05/2020
Dst Technologies Inc Rockland ME 02/2018 06/2019
Not Working - Traveling South Thomaston ME 06/2019 11/2019
Kohl&Apos;S Department Stores, Inc Bangor ME 09/2016 05/2017
Bonney Staffing, Rockland ME 06/2015 02/2018
University Of Maine Orono ME 09/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brunswick ME 07/2024 Present
Bank Of America Wells ME 05/2020 04/2021
Bank Of America Brunswick ME 04/2021 04/2022
Bank Of America Portland ME 04/2022 04/2024
  • 04/2024 → 07/2024
    Brunswick, ME
  • 11/2019 → 05/2020
    American Income Life
    South Portland, ME
  • 02/2018 → 06/2019
    Dst Technologies Inc
    Rockland, ME
  • 06/2019 → 11/2019
    Not Working - Traveling
    South Thomaston, ME
  • 09/2016 → 05/2017
    Kohl&Apos;S Department Stores, Inc
    Bangor, ME
  • 06/2015 → 02/2018
    Bonney Staffing,
    Rockland, ME
  • 09/2014 → 05/2018
    University Of Maine
    Orono, ME
  • 07/2024 → Present
    Brunswick, ME
  • 05/2020 → 04/2021
    Bank Of America
    Wells, ME
  • 04/2021 → 04/2022
    Bank Of America
    Brunswick, ME
  • 04/2022 → 04/2024
    Bank Of America
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-28
  • S66 Uniform Combined State Law Examination
    2024-06-28

View on SEC IAPD

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