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Roger Jesus Caceres

Citizens Securities, Inc.

Seaford, DE

Conshohocken, PA

Middletown, DE

Smyrna, DE

Bear, DE

Milford, DE

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-07-17
PA RA APPROVED 2026-06-29
DE RA APPROVED 2026-05-22
  • MD RA
    APPROVED
    Since 2026-07-17
  • PA RA
    APPROVED
    Since 2026-06-29
  • DE RA
    APPROVED
    Since 2026-05-22

Branch Locations

22870 Sussex Highway Mailstop: 01B-0412, Seaford, DE 19973 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

313 Middletown Warwick Rd. Ms: De795, Middletown, DE 19709 • United States

7 West Glenwood Ave Mailstop: 01B-0016, Smyrna, DE 19977 • United States

146 Fox Hunt Drive Mailstop: 01B-6508, Bear, DE 19701 • United States

610 North Dupont Boulevard Mailstop: 01B-0052, Milford, DE 19963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Seaford DE 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 08/2021 05/2026
Wilmington Savings Fund Society (Wsfs Bank) Newark DE 01/2020 08/2021
Lyft (Independent Contractor) New Castle DE 10/2019 01/2020
Henley Enterprises Middletown DE 03/2019 10/2019
Monalisa Restaurant Bayonne NJ 05/2018 03/2019
Lyft (Independent Contractor) Jersey City DE 09/2016 03/2019
Cheesecake Factory Jersey City NJ 12/2015 01/2017
Fairleigh Dickinson University Teaneck NJ 01/2016 12/2017
Devry - Keller School Of Business Naperville IL 08/2022 04/2023
Bank Of America, N.A. Wilmington DE 06/2024 05/2026
  • 05/2026 → Present
    Citizens Securities, Inc.
    Seaford , DE
  • 08/2021 → 05/2026
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wilmington, DE
  • 01/2020 → 08/2021
    Wilmington Savings Fund Society (Wsfs Bank)
    Newark, DE
  • 10/2019 → 01/2020
    Lyft (Independent Contractor)
    New Castle, DE
  • 03/2019 → 10/2019
    Henley Enterprises
    Middletown, DE
  • 05/2018 → 03/2019
    Monalisa Restaurant
    Bayonne, NJ
  • 09/2016 → 03/2019
    Lyft (Independent Contractor)
    Jersey City, DE
  • 12/2015 → 01/2017
    Cheesecake Factory
    Jersey City, NJ
  • 01/2016 → 12/2017
    Fairleigh Dickinson University
    Teaneck, NJ
  • 08/2022 → 04/2023
    Devry - Keller School Of Business
    Naperville, IL
  • 06/2024 → 05/2026
    Bank Of America, N.A.
    Wilmington, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · Seaford, DE
EDWARD JONES · SEAFORD, DE
CITIZENS SECURITIES, INC. · SEAFORD, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Seaford, DE
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