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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-09-03 |
Branch Locations
Ridgefield, CT • United States
777 Third Ave Suite 1703, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities ,Llc | Shelton | CT | 04/1999 | 10/2020 |
| Prudenitial Insurance Company Of America | Shelton | CT | 05/1999 | 10/2020 |
| New York Life Insurance Company | Straford | CT | 01/2021 | 04/2025 |
| Nylife Securities Llc. | Stratford | CT | 05/2021 | 04/2025 |
| Unemployed | Ridgefield | CT | 04/2025 | 07/2025 |
| Guardian Life Insurance Company | New York | NY | 07/2025 | Present |
| Park Avenue Securities | New York | NY | 08/2025 | Present |
| Park Avenue Securities | Ridgefield | CT | 08/2025 | Present |
| Guardian Life Insurance Company | Ridgefield | CT | 07/2025 | Present |
1) Outside Insurance-Broker, Nature of Business: Insurance sales, Start date: 11/15/2025, Address: 75 Bayberry Hill Rd., Ridgefield, CT 06877, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related, 2) Rental Property-owner, Nature of Business: Rental property, Start date: 07/01/2025, Address: 570 Danbury Rd, #22, Ridgefield, CT 06877, Duties: sole ownership, 1 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-27 |
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