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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-28 |
Branch Locations
161 E Rivulon Blvd 2Nd Floor, Suite 201, Gilbert, AZ 85297 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Gilbert | AZ | 06/2023 | Present |
| Raymond James & Asscociates, Inc. | Tempe | AZ | 07/2015 | 06/2023 |
Does Not have a name Address: Mesa, AZ Nature of the Business: Loans on the purchase of Real Estate which I previously owned Position/Title: Other (paid) Investment Related:Yes Start Date: 12/16/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I loaned money for the purchase of Real Estate, I have no role. I receive payments for interest and principal monthly.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-27 |
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