Best Investors Account Sign in

Todd Randall Hansen

Wells Fargo Clearing Services, LLC

Gilbert, AZ

Tempe, AZ

CRD 3218471

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-28
  • TX RA
    APPROVED_RES
    Since 2023-06-28

Branch Locations

161 E Rivulon Blvd 2Nd Floor, Suite 201, Gilbert, AZ 85297 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Gilbert AZ 06/2023 Present
Raymond James & Asscociates, Inc. Tempe AZ 07/2015 06/2023
Previous Registrations
Other Businesses

Does Not have a name Address: Mesa, AZ Nature of the Business: Loans on the purchase of Real Estate which I previously owned Position/Title: Other (paid) Investment Related:Yes Start Date: 12/16/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I loaned money for the purchase of Real Estate, I have no role. I receive payments for interest and principal monthly.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-27
  • S63 Uniform Securities Agent State Law Examination
    1999-07-27
Other Names
  • Todd Randall Hansen
  • Todd R Hansen

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Gilbert, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor