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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
  • TX RA
    APPROVED
    Since 2026-03-25

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Denton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 06/2024 Present
Tiaa Frisco TX 06/2024 Present
Wendys Flower Mound TX 08/2017 11/2017
Skanska Irving TX 01/2024 04/2024
Giuseppes Denton TX 01/2022 12/2022
Lowes Highland Village TX 12/2023 01/2024
John H. Guyer High School Denton TX 08/2015 05/2019
University Of North Texas Denton TX 07/2021 12/2023
San Diego Mesa Community College San Diego CA 08/2019 03/2020
Unemployed Denton TX 04/2020 06/2021
Home Depot San Diego CA 08/2019 10/2019
Unemployed Lewisville TX 06/2019 07/2019
Unemployed Denton TX 05/2024 05/2024
  • 06/2024 → Present
    Frisco, TX
  • 06/2024 → Present
    Tiaa
    Frisco, TX
  • 08/2017 → 11/2017
    Wendys
    Flower Mound, TX
  • 01/2024 → 04/2024
    Skanska
    Irving, TX
  • 01/2022 → 12/2022
    Giuseppes
    Denton, TX
  • 12/2023 → 01/2024
    Lowes
    Highland Village, TX
  • 08/2015 → 05/2019
    John H. Guyer High School
    Denton, TX
  • 07/2021 → 12/2023
    University Of North Texas
    Denton, TX
  • 08/2019 → 03/2020
    San Diego Mesa Community College
    San Diego, CA
  • 04/2020 → 06/2021
    Unemployed
    Denton, TX
  • 08/2019 → 10/2019
    Home Depot
    San Diego, CA
  • 06/2019 → 07/2019
    Unemployed
    Lewisville, TX
  • 05/2024 → 05/2024
    Unemployed
    Denton, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-25
S63 Uniform Securities Agent State Law Examination 2024-08-21
  • S66 Uniform Combined State Law Examination
    2026-03-25
  • S63 Uniform Securities Agent State Law Examination
    2024-08-21
Other Names
  • Nicolas S Gallo
  • Nicolas Gallo

View on SEC IAPD

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