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Russell Louis Garner

LPl Financial LLC

Hermitage, TN

CRD 7909428

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-05-01
  • TN RA
    APPROVED
    Since 2025-05-01

Branch Locations

Hermitage, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 05/2024 05/2025
Self Employed Hermitage TN 10/2020 05/2025
Musician Hermitage TN 05/2008 10/2020
Grove Point Advisors, Llc Rockville MD 08/2024 05/2025
Garner Group Delmar DE 05/2024 05/2025
Lpl Financial Llc Hermitage TN 05/2025 Present
  • 05/2024 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 10/2020 → 05/2025
    Self Employed
    Hermitage, TN
  • 05/2008 → 10/2020
    Musician
    Hermitage, TN
  • 08/2024 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2024 → 05/2025
    Garner Group
    Delmar, DE
  • 05/2025 → Present
    Hermitage, TN
Previous Registrations
  • 2024-08-29 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Hermitage, TN
Other Businesses

1- 05/2025 - Garner Group Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2024 - 20 hours per month/ 5 hours during trading 2- 05/2025 - Little Dog Entertainment - Business Owner - Founder - Investment Related - Home Based - Start Date 10/17/2017 - 20 hours per month/ 5 hours during trading 3- 06/23/2025 - Garner Group Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/18/2025 - 40 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-28
  • S66 Uniform Combined State Law Examination
    2024-08-28

View on SEC IAPD

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