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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grove Point Investments, Llc | Rockville | MD | 05/2024 | 05/2025 |
| Self Employed | Hermitage | TN | 10/2020 | 05/2025 |
| Musician | Hermitage | TN | 05/2008 | 10/2020 |
| Grove Point Advisors, Llc | Rockville | MD | 08/2024 | 05/2025 |
| Garner Group | Delmar | DE | 05/2024 | 05/2025 |
| Lpl Financial Llc | Hermitage | TN | 05/2025 | Present |
1- 05/2025 - Garner Group Insurance - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2024 - 20 hours per month/ 5 hours during trading 2- 05/2025 - Little Dog Entertainment - Business Owner - Founder - Investment Related - Home Based - Start Date 10/17/2017 - 20 hours per month/ 5 hours during trading 3- 06/23/2025 - Garner Group Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/18/2025 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-28 |
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