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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-06 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 06/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2024 | Present |
| Carolina Cones | Cornelius | NC | 07/2018 | 09/2019 |
| Urban Air | Cornelius | NC | 01/2020 | 06/2020 |
| Salsaritas | Denver | NC | 06/2020 | 05/2021 |
| Logans Trading Compnay | Raleigh | NC | 03/2022 | 06/2022 |
| Revgen Inc Nc | Raleigh | NC | 06/2022 | 11/2022 |
| Cooke Rentals | Cornelius | NC | 05/2023 | 08/2023 |
| North Carolina State University | Raleigh | NC | 07/2020 | 05/2024 |
| Unemployed | Denver | NC | 07/2002 | 06/2018 |
| Unemployed | Denver | NC | 06/2021 | 02/2022 |
| Unemployed | Denver | NC | 09/2019 | 01/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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