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Nicholas Anthony Profeta

Moors & Cabot, Inc.

Keokuk, IA

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-01
  • IA RA
    APPROVED
    Since 2025-07-01

Branch Locations

406 Main Street, Keokuk, IA 52632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors Cabot Inc Keokuk IA 11/2024 Present
Southwestern Cc Keokuk IA 08/2022 05/2024
Kist Advisory Group Keokuk IA 05/2024 12/2024
Darkside Keokuk IA 06/2021 08/2022
Keokuk School Keokuk IA 08/2014 05/2022
  • 11/2024 → Present
    Moors Cabot Inc
    Keokuk, IA
  • 08/2022 → 05/2024
    Southwestern Cc
    Keokuk, IA
  • 05/2024 → 12/2024
    Kist Advisory Group
    Keokuk, IA
  • 06/2021 → 08/2022
    Darkside
    Keokuk, IA
  • 08/2014 → 05/2022
    Keokuk School
    Keokuk, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30

View on SEC IAPD

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