Nicholas Anthony Profeta

Moors & Cabot, Inc.

CRD 7909278

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Employer firm

Moors & Cabot, Inc. CRD 594

$3.44B regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2025-07-01

IA RA
APPROVED

Since 2025-07-01

Branch Locations

406 Main Street, Keokuk, IA 52632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Moors Cabot Inc	Keokuk	IA	11/2024	Present
Southwestern Cc	Keokuk	IA	08/2022	05/2024
Kist Advisory Group	Keokuk	IA	05/2024	12/2024
Darkside	Keokuk	IA	06/2021	08/2022
Keokuk School	Keokuk	IA	08/2014	05/2022

11/2024 → Present

Moors Cabot Inc

Keokuk, IA
08/2022 → 05/2024

Southwestern Cc

Keokuk, IA
05/2024 → 12/2024

Kist Advisory Group

Keokuk, IA
06/2021 → 08/2022

Darkside

Keokuk, IA
08/2014 → 05/2022

Keokuk School

Keokuk, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-30

S66 Uniform Combined State Law Examination

2025-06-30

View on SEC IAPD

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Nearby Investors

Kyle Stephen Keck

John Matthew Dunlap

Dustin Patrick Overberg

Nearby Offices

EDWARD JONES · Keokuk, IA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Keokuk, IA

EDWARD JONES · KEOKUK, IA

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