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William Ferraro

Wells Fargo Clearing Services, LLC

Drexel Hill, PA

Radnor, PA

Garden City, NY

CRD 7909219

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-18
TX RA APPROVED 2024-11-15
PA RA APPROVED 2024-08-29
  • NY RA
    APPROVED
    Since 2024-11-18
  • TX RA
    APPROVED
    Since 2024-11-15
  • PA RA
    APPROVED
    Since 2024-08-29

Branch Locations

Drexel Hill, PA • United States

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Garden City NY 04/2024 Present
Computer Services Inc Paducah KY 03/2021 04/2024
Archbishop Carroll High School Washington DC 01/2018 08/2020
Pi Pizzeria Washington DC 02/2017 02/2019
Great Minds Washington DC 10/2016 02/2017
Smith Public Trust Washington DC 10/2014 10/2016
Unemployed Hyattsville MD 08/2020 03/2021
  • 04/2024 → Present
    Wells Fargo Clearing Services, Llc
    Garden City, NY
  • 03/2021 → 04/2024
    Computer Services Inc
    Paducah, KY
  • 01/2018 → 08/2020
    Archbishop Carroll High School
    Washington, DC
  • 02/2017 → 02/2019
    Pi Pizzeria
    Washington, DC
  • 10/2016 → 02/2017
    Great Minds
    Washington, DC
  • 10/2014 → 10/2016
    Smith Public Trust
    Washington, DC
  • 08/2020 → 03/2021
    Unemployed
    Hyattsville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-29
  • S66 Uniform Combined State Law Examination
    2024-08-29

View on SEC IAPD

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