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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED_RES | 2024-10-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 05/2024 | Present |
| Charter Communications | Charlotte | NC | 06/2023 | 05/2024 |
| Cox Communications | Las Vegas | NV | 01/2017 | 01/2023 |
| Epic Personnel Partners | Las Vegas | NV | 12/2016 | 01/2017 |
| Asurion | Las Vegas | NV | 09/2016 | 10/2016 |
| Hilton Grand Vacations | Las Vegas | NV | 07/2016 | 09/2016 |
| Unemployed | Las Vegas | NV | 02/2023 | 06/2023 |
| Unemployed | Las Vegas | NV | 11/2016 | 12/2016 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2024 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-30 |
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