Marc Eric Brodsky

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Stamford Health
  Greenwich, CT
• 02/2015 → 04/2019
  Tart 'N Soul, Llc
  Stamford, CT
• 01/2020 → 01/2022
  Digest-8 Llc
  Stamford, CT
• 07/2014 → 04/2019
  Brodsky Bitter, Llc
  Stamford, CT
• 01/2022 → 12/2022
  Digest-8 Dietary Supplement
  Stamford, CT
• 05/2024 → 09/2025
  Avantax Advisory Services
  Greenwich, CT
• 04/2024 → Present
  Marc Brodsky Financial Services
  Greenwich, CT
• 05/2024 → 09/2025
  Avantax Investment Services Inc.
  Greenwich, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-05-01 → 2025-09-08
  Avantax Advisory Services
  Greenwich, CT
  Dallas, TX

Other Businesses

1) MARC BRODSKY FINANCIAL SERVICES POSITION: Owner NATURE: As aregistered representative, I will solicit and receive orders for the purchase and sale of securities through Avantax Broker/Dealer and to facilitate transactions in securities accounts of Avantax Broker/Dealer. I will participate as Referring Financial Professional (RFP) in Avantax Strategic Partnership Program (SPP). INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 04/26/2024 ADDRESS: 25 West Elm Street, #52, Greenwich CT 06830, United States DESCRIPTION: 1. Solicit orders and sales of securities2. Participate in introductory meetings with clients3. Identify clients as candidates for financial services and actively refer them to the Planning Financial Professional (PFP) in the Avantax Strategic Partnership Program (SPP)4. Support the marketing initiatives of the Planning Financial Professional? (PFP)5. Participate in follow-up meetings with clients to serve their best interests in wealth management and financial planning 2) STAMFORD HEALTH POSITION: Physician NATURE: Stamford Health is an independent, non-profit health system comprised of a 305-bed acute care hospital, a growing ambulatory network including four multispecialty centers and a medical group with more than 200 physicians and advanced practice providers in 40 offices throughout Fairfield County, Connecticut. With more than 3,800 employees, Stamford Health is the largest employer in the City of Stamford, has an operating budget of close to $1 billion, and contributes more than $1 billion a year to the local economy. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2008 ADDRESS: Stamford Health, 75 Holly Hill Lane Suite 205, Greenwich CT 06830, United States DESCRIPTION: 1. Taking a patient history 2. Performing a physical exam 3. Making a pain-related diagnosis 4. Providing non-opioid pain management treatments that may include lifestyle discussion, acupuncture, trigger point injections, and Botox injections5. Assessing response and customizing treatment for patients to help them relieve suffering and optimize function and quality of life 3) COLUMBIA UNIVERSITY TECHNOLOGY VENTURES POSITION: Inventor NATURE: I am the inventor of the following 2 patents owned by Columbia University: 1) acupressure/trigger point massage device that is licensed and pays royalties, 2) botanical tincture for digestive health that is in 6-month evaluation period with potential licensing company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/09/2020 ADDRESS: Columb University Technology Ventures, 80 Claremont Avenue, New York NY 10027, United States DESCRIPTION: Participate with Columbia University Technology Ventures staff in meetings with companies that may potentially license the Columbia University patents that identify me as the inventor

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-05-11
• S65 Uniform Investment Adviser Law Examination
  2024-04-17

Other Names

• Marc Brodsky