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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Corinth | MS | 01/2013 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2013 | Present |
| Cetera Investment Advisers Llc | Corinth | MS | 01/2014 | Present |
1. BOARD MEMBER FOR TENNESSEE VALLEY REGIONAL HOUSING AUTHORITY, BOARD SERVES AS GENERAL OVERSIGHT AND ADVISOR TO THE EXECUTIVE DIRECTOR WHO IS RESPONSIBLE FOR THE OPERATIONS OF THE GOVERNMENTAL REGIONAL PROGRAM, 1/HR/WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-23 |
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