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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-09
PA RA APPROVED 2009-10-05
VA RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2019-04-09
  • PA RA
    APPROVED
    Since 2009-10-05
  • VA RA
    APPROVED
    Since 2009-10-05

Branch Locations

1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States

Henrico, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richmond VA 10/2009 03/2020
Ameriprise Financial Services, Llc Richmond VA 03/2020 Present
Previous Registrations
  • 2003-06-25 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Glen Allen, VA
    Richmond, VA
  • 2003-03-31 → 2003-06-25
    Richmond, VA
Other Businesses

Other Business Activities; Home rental for commercials or film shoot; My personal residence will be made available for a location scout for use in commercials, small photo shoots or other special needs select producers. There may be little to no income ever received from participating but wanted to disclose the potential future income though it is expected to be very minor & not involve any Ameriprise clients.; 10 Nomas Ln, , Henrico, VA, 23238; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-24
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S65 Uniform Investment Adviser Law Examination
    2001-05-24
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Designations

View on SEC IAPD

Other Firms

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