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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-01-30
  • PA RA
    APPROVED
    Since 2018-01-30

Branch Locations

Drexel Hill, PA • United States

5 Walnut Grove Drive Suite 240, Horsham, PA 19044 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-01-30
  • PA RA
    APPROVED
    Since 2018-01-30

Branch Locations

101 West Avenue Suite 200, Jenkintown, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Wayne PA 01/2006 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 12/2017
Mml Investors Services, Llc Newtown Square PA 03/2017 12/2017
Lincoln Investment Fort Washington PA 01/2018 Present
Capital Analysts Jenkintown PA 01/2018 Present
  • 01/2006 → 03/2017
    Metlife Securities
    Wayne, PA
  • 07/2016 → 12/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 12/2017
    Newtown Square, PA
  • 01/2018 → Present
    Fort Washington, PA
  • 01/2018 → Present
    Jenkintown, PA
Previous Registrations
  • 2017-03-25 → 2017-12-21
    Drexel Hill, PA
    Newtown Square, PA
  • 2005-12-01 → 2017-03-25
    Msi Financial Services, Inc.
    Philadelphia, PA
    Drexel Hill, PA
    Springfield, MA
    Springfield, MA
    Wilmington, DE
    Columbia, MD
    Baltimore, MD
    Drexel Hill, PA
    Newtown Square, PA
  • 1999-10-08 → 2006-01-06
    Metlife Investment Fund Services Llc
    Wayne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-06
  • S66 Uniform Combined State Law Examination
    1999-07-06

View on SEC IAPD

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