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Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-08-13 |
| IA | RA | APPROVED | 2024-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Grand Island | NE | 10/1997 | 10/2017 |
| Principal Securities Inc | Grand Island | NE | 04/1999 | 11/2021 |
| Schuster Anderson Wealth Advisors | Grand Island | NE | 10/2017 | 01/2024 |
| Principal Life Insurance Company | Grand Island | NE | 10/2017 | 11/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2021 | 01/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2021 | 01/2024 |
| Principal Life Insurance Company | Grand Island | NE | 01/2024 | Present |
| Principal Securities, Inc. | Grand Island | NE | 01/2024 | Present |
| Principal Advised Services | Grand Island | NE | 08/2024 | Present |
**BLESSED SACRAMENT CATHOLIC CHURCH PARISH COUNCIL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 518 W State Street, Grand Island NE 68801, United States DESCRIPTION: As a member of the parish council, I, along with several other people, help the parish priest and faculty by offering up ideas and suggestions. We also help with the facilities and events. **BOY SCOUTS OF AMERICA POSITION: Scoutmaster NATURE: Scoutmaster of a Boy Scout Troop INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2021 ADDRESS: 571 E 20th St, Grand Island NE 68801, United States DESCRIPTION: I am the Scoutmaster for the troop. I'm responsible for helping teach the scouts skills and mentoring them as they move up in rank. I also help by being an adult leader on camp outs. I also help parents navigate the scouting requirements. I present awards at the court of honor. The 'customers' are kids ages 11 - 18. **RENTAL PROPERTY 576 E 20TH POSITION: Landlord NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/09/2015 ADDRESS: 571 E 20th St, Grand Island NE 68801, United States DESCRIPTION: This is to update the OBA as the OBA is not showing on my U4. This OBA has been approved. My wife and I bought the house across the street from us (576 E 20th St, Grand Island, NE 68801) in July of 2015. We have had the same family renting the home from us since December of 2015. This is the only rental property we have. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/08/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-28 |
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