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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-20
  • CA RA
    APPROVED
    Since 2026-02-20

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Ramon Valley High School Danville CA 01/2015 05/2020
Texas Christian University Fort Worth TX 07/2020 05/2021
Hofstra University Hempstead NY 07/2021 05/2024
Morgan Stanley Purchase NY 06/2024 07/2024
The Ohio State University Columbus OH 08/2024 08/2025
Ubs Financial Services Inc Walnut Creek CA 10/2025 Present
  • 01/2015 → 05/2020
    San Ramon Valley High School
    Danville, CA
  • 07/2020 → 05/2021
    Texas Christian University
    Fort Worth, TX
  • 07/2021 → 05/2024
    Hofstra University
    Hempstead, NY
  • 06/2024 → 07/2024
    Morgan Stanley
    Purchase, NY
  • 08/2024 → 08/2025
    The Ohio State University
    Columbus, OH
  • 10/2025 → Present
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-12
  • S66 Uniform Combined State Law Examination
    2025-11-12

View on SEC IAPD

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