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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-11 |
Branch Locations
50 Rowes Wharf Floor 03, Boston, MA 02110 • United States
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Boston | MA | 04/2024 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 04/2024 | Present |
| First Citizens Bancshares Inc | Boston | MA | 03/2023 | 04/2024 |
| Silicon Valley Bank | Boston | MA | 04/2012 | 03/2023 |
| Viva Beverages, Inc. | Boston | MA | 11/2023 | Present |
Entity Name: Apex Space Investment related: No "Address: Newton, Massachusetts. https://www.apexspace.com/" Nature of the other business: Manufacturer Position/Title/Relationship: Owner/Partner Start Date: 09/12/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Apex Space is a spacecraft platform manufacturer specializing in building configurable satellite buses for both commercial and government customers. They focus on high-rate manufacturing of productized, reliable satellite platforms to accelerate access to space. Entity Name: Viva Beverages, Inc. Investment related: No "Address: One Marina Park Drive Suite 1410 Boston MA 02210 https://www.vivaseltzer.com/" Nature of the other business: Beverage Position/Title/Relationship: Owner/Partner Start Date: 11/17/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: silent investor - minority ownership
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-11 |
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