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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-08-20
MD RA APPROVED 2024-07-24
  • DC RA
    APPROVED
    Since 2024-08-20
  • MD RA
    APPROVED
    Since 2024-07-24

Branch Locations

Washington, DC • United States

7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Bethesda MD 04/2024 Present
Massmutual Life Insurance Company Bethesda MD 02/2024 Present
Score 3 Partners Washington DC 04/2023 Present
Capital One Mclean VA 03/2021 04/2023
Seed Spot Phoenix AZ 04/2017 03/2021
18F Washington DC 11/2015 03/2017
  • 04/2024 → Present
    Bethesda, MD
  • 02/2024 → Present
    Massmutual Life Insurance Company
    Bethesda, MD
  • 04/2023 → Present
    Score 3 Partners
    Washington, DC
  • 03/2021 → 04/2023
    Capital One
    Mclean, VA
  • 04/2017 → 03/2021
    Seed Spot
    Phoenix, AZ
  • 11/2015 → 03/2017
    18F
    Washington, DC
Other Businesses

1)Name: Score 3 Partners, Inv Rel: N Addr: @ residential address on file, Nature: Co-Producer for Film, TV and Theater, Position: Co-Producer, Start: 9/1/2023, No Hr/Mo: 8 No Hr/Mo Dur Trading:1 Duties: Help raise funds for Broadway, Off-Broadway, national and international theater, film and TV productions. 2)Name: Duane Rollins, Inv Rel: Y Addr: @ residential address on file, Nature: Outside Insurance Sales, Position: Insurance Broker, Start: 4/26/2024, No Hr/Mo:8 No Hr/Mo Dur Trading: 8 Duties: Life, Disability, Equity-fixed Life, Long-term care, Fixed annuities, Health. (3) Name: LegacyLock Inv Rel: Y ADD: 7101 Wisconsin Ave Suite 1200 Bethesda MD 20814 Nature: Referring clients to LegacyLock for potential service Position: Referrer Start Date: 10/18/2024 No. Hr/Mo: 2 No. Hr/Mr During SEC trading: 2 Duties: Refer clients to LegacyLock for potential service 4)Name: Largon FCR LLC, Inv Rel: Y Addr: 7637 Telamon Way, Hanover MD 21076, Nature: Restaurant Investment Group, Position: Member, Start: 10/21/2019, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties: Invest funds, company due diligence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-15
  • S66 Uniform Combined State Law Examination
    2024-07-15

View on SEC IAPD

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