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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-08-20 |
| MD | RA | APPROVED | 2024-07-24 |
Branch Locations
Washington, DC • United States
7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Bethesda | MD | 04/2024 | Present |
| Massmutual Life Insurance Company | Bethesda | MD | 02/2024 | Present |
| Score 3 Partners | Washington | DC | 04/2023 | Present |
| Capital One | Mclean | VA | 03/2021 | 04/2023 |
| Seed Spot | Phoenix | AZ | 04/2017 | 03/2021 |
| 18F | Washington | DC | 11/2015 | 03/2017 |
1)Name: Score 3 Partners, Inv Rel: N Addr: @ residential address on file, Nature: Co-Producer for Film, TV and Theater, Position: Co-Producer, Start: 9/1/2023, No Hr/Mo: 8 No Hr/Mo Dur Trading:1 Duties: Help raise funds for Broadway, Off-Broadway, national and international theater, film and TV productions. 2)Name: Duane Rollins, Inv Rel: Y Addr: @ residential address on file, Nature: Outside Insurance Sales, Position: Insurance Broker, Start: 4/26/2024, No Hr/Mo:8 No Hr/Mo Dur Trading: 8 Duties: Life, Disability, Equity-fixed Life, Long-term care, Fixed annuities, Health. (3) Name: LegacyLock Inv Rel: Y ADD: 7101 Wisconsin Ave Suite 1200 Bethesda MD 20814 Nature: Referring clients to LegacyLock for potential service Position: Referrer Start Date: 10/18/2024 No. Hr/Mo: 2 No. Hr/Mr During SEC trading: 2 Duties: Refer clients to LegacyLock for potential service 4)Name: Largon FCR LLC, Inv Rel: Y Addr: 7637 Telamon Way, Hanover MD 21076, Nature: Restaurant Investment Group, Position: Member, Start: 10/21/2019, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties: Invest funds, company due diligence.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-15 |
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