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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED_RES | 2023-09-13 |
| RI | RA | APPROVED | 2023-07-14 |
Branch Locations
Punta Gorda, FL • United States
100 Westminster Street Suite 1002, Providence, RI 02903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 05/2015 | Present |
| Bank Of America, N.A. | Providence | RI | 07/2015 | Present |
| Raymond James & Associates, Inc. | Providence | RI | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-28 |
| S66 | Uniform Combined State Law Examination | 1999-07-16 |
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