Thomas David Garvey

Employer firm

Lcr Wealth Management LLC CRD 313013

$152M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  United Capital Financial Advisers, Llc
  Wilton, CT

Previous Registrations

• 2007-09-07 → 2021-01-21
  United Capital Financial Advisors
  Wilton, CT
  South Norwalk, CT
  Westport, CT
• 2003-02-19 → 2007-09-20
  Pricewaterhousecoopers Investment Advisers Llc
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-13
• S63 Uniform Securities Agent State Law Examination
  1998-09-24