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Sean Nocera

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7907230

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-22
  • NJ RA
    APPROVED
    Since 2026-05-22

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Broker-Dealer, Inc. Florham Park NJ 06/2024 10/2025
Adp, Inc Florham Park NJ 06/2024 10/2025
Carisk Partners Wall Township NJ 05/2023 09/2023
Spring Lake Country Club Spring Lake NJ 05/2021 09/2023
Camp Zehnder Ymca Wall Township NJ 05/2019 09/2019
Max Devros Manasquan NJ 10/2019 02/2020
Four Winds Wall NJ 10/2018 02/2019
Spring Lake Beach Spring Lake NJ 05/2018 09/2018
Wall High School Wall NJ 09/2016 06/2020
Rowan University Glassboro NJ 09/2020 05/2024
Ubs Financial Services, Inc Weehawken NJ 10/2025 Present
  • 06/2024 → 10/2025
    Adp Broker-Dealer, Inc.
    Florham Park, NJ
  • 06/2024 → 10/2025
    Adp, Inc
    Florham Park, NJ
  • 05/2023 → 09/2023
    Carisk Partners
    Wall Township, NJ
  • 05/2021 → 09/2023
    Spring Lake Country Club
    Spring Lake, NJ
  • 05/2019 → 09/2019
    Camp Zehnder Ymca
    Wall Township, NJ
  • 10/2019 → 02/2020
    Max Devros
    Manasquan, NJ
  • 10/2018 → 02/2019
    Four Winds
    Wall, NJ
  • 05/2018 → 09/2018
    Spring Lake Beach
    Spring Lake, NJ
  • 09/2016 → 06/2020
    Wall High School
    Wall, NJ
  • 09/2020 → 05/2024
    Rowan University
    Glassboro, NJ
  • 10/2025 → Present
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-21
S63 Uniform Securities Agent State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2026-05-21
  • S63 Uniform Securities Agent State Law Examination
    2024-08-16
Other Names
  • Sean Nocera
  • Sean Padraig Nocera

View on SEC IAPD

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