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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-22 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker-Dealer, Inc. | Florham Park | NJ | 06/2024 | 10/2025 |
| Adp, Inc | Florham Park | NJ | 06/2024 | 10/2025 |
| Carisk Partners | Wall Township | NJ | 05/2023 | 09/2023 |
| Spring Lake Country Club | Spring Lake | NJ | 05/2021 | 09/2023 |
| Camp Zehnder Ymca | Wall Township | NJ | 05/2019 | 09/2019 |
| Max Devros | Manasquan | NJ | 10/2019 | 02/2020 |
| Four Winds | Wall | NJ | 10/2018 | 02/2019 |
| Spring Lake Beach | Spring Lake | NJ | 05/2018 | 09/2018 |
| Wall High School | Wall | NJ | 09/2016 | 06/2020 |
| Rowan University | Glassboro | NJ | 09/2020 | 05/2024 |
| Ubs Financial Services, Inc | Weehawken | NJ | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-16 |
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