Adam Jonathan Peck

Employer firm

Riverwater Partners LLC CRD 283540

$661M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Riverwater Partners, Llc
  Milwaukee, WI

Previous Registrations

• 2007-09-10 → 2016-01-29
  Heartland Advisors, Inc.
  Milwaukee, WI

Other Businesses

ARBEL GROWTH PARTNERS, INVESMTENT-RELATED, MILWAUKEE, WI, VENTURE CAPITAL IN THE FOOD SPACE, GP, JANUARY 2018, 1 HOUR PER MONTH, 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS, FUND IS IN WIND DOWN. ONLY DUTY IS ANNUAL UDPATE AND TAX FILING. 636 CORP, MILWAUKEE, WI, NOT INVESTMENT-RELATED, THERMOSTATS, DIRECTOR, DECEMBER 2024, 1 HOUR PER MONTH, 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS, ATTEND BOARD MEETINGS. CORAL GABLES TRUST, CORAL GABLES, FL, YES, TRUST CO., DIRECTOR, JUNE 2016, 1 HOUR PER MONTH, 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS, ATTEND BOARD MEETINGS AND INVESTMENT COMMITTEE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-04
• S63 Uniform Securities Agent State Law Examination
  2007-02-20

Designations

• Chartered Financial Analyst

Other Names

• Adam J Rodd