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Sean William Norris

Equitable Advisors, LLC

Gilbert, AZ

Scottsdale, AZ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-15
  • AZ RA
    APPROVED
    Since 2024-05-15

Branch Locations

Gilbert, AZ • United States

14851 N. Scottsdale Road Suite 103, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tpc Scottsdale Scottsdale AZ 06/2022 05/2024
Equitable Advisors, Llc New York NY 04/2024 Present
Arizona State University Tempe AZ 08/2019 12/2023
Unemployed Rochester IL 04/2014 06/2019
Instacart San Francisco CA 07/2019 05/2021
  • 06/2022 → 05/2024
    Tpc Scottsdale
    Scottsdale, AZ
  • 04/2024 → Present
    Equitable Advisors, Llc
    New York, NY
  • 08/2019 → 12/2023
    Arizona State University
    Tempe, AZ
  • 04/2014 → 06/2019
    Unemployed
    Rochester, IL
  • 07/2019 → 05/2021
    Instacart
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
  • S66 Uniform Combined State Law Examination
    2024-03-29
Other Names
  • Sean William Norris
  • Sean Norris

View on SEC IAPD

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