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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-31 |
| CA | RA | APPROVED | 2025-07-07 |
Branch Locations
100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 04/2024 | 04/2025 |
| Shoester Resale Llc | Martinez | CA | 06/2015 | 04/2025 |
| Yz Productions | Encino | CA | 06/2020 | 03/2022 |
| Tinman Merchandise | Pleasant Hill | CA | 06/2019 | 08/2022 |
| Alhambra High School | Martinez | CA | 08/2016 | 06/2020 |
| University Of Oregon | Eugene | OR | 09/2020 | 06/2021 |
| Saint Marys College Of California | Moraga | CA | 06/2021 | 04/2024 |
| Ameriprise Financial Services Llc | Walnut Creek | CA | 06/2025 | Present |
Outside Employment; Shoe Resaler; Owner; Resale of shoes on a third party platform.; 108 Quail Holw, , Martinez, CA 94553-9770, CA, 94553; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-25 |
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