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Joanna Sammy-Sasiene

Voya Retirement Advisors, LLC

Windsor, CT

League City, TX

CRD 3217790

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Employer firm

Voya Retirement Advisors, LLC CRD 3989

$37.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2019-06-27
IL RA APPROVED 2019-06-21
WI RA APPROVED 2019-04-01
MO RA APPROVED 2019-03-28
NJ RA APPROVED 2019-03-28
CA RA APPROVED 2019-03-27
MD RA APPROVED 2019-03-27
MN RA APPROVED 2019-03-27
PA RA APPROVED 2019-03-27
CT RA APPROVED 2019-03-26
MA RA APPROVED 2018-09-24
TX RA APPROVED 2018-09-15
  • DC RA
    APPROVED
    Since 2019-06-27
  • IL RA
    APPROVED
    Since 2019-06-21
  • WI RA
    APPROVED
    Since 2019-04-01
  • MO RA
    APPROVED
    Since 2019-03-28
  • NJ RA
    APPROVED
    Since 2019-03-28
  • CA RA
    APPROVED
    Since 2019-03-27
  • MD RA
    APPROVED
    Since 2019-03-27
  • MN RA
    APPROVED
    Since 2019-03-27
  • PA RA
    APPROVED
    Since 2019-03-27
  • CT RA
    APPROVED
    Since 2019-03-26
  • MA RA
    APPROVED
    Since 2018-09-24
  • TX RA
    APPROVED
    Since 2018-09-15

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

League City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. League City TX 05/2016 05/2018
Voya Financial Partners, Llc League City TX 04/2018 Present
Voya Retirement Advisors League City TX 09/2018 Present
  • 05/2016 → 05/2018
    Voya Financial Advisors, Inc.
    League City, TX
  • 04/2018 → Present
    Voya Financial Partners, Llc
    League City, TX
  • 09/2018 → Present
    Voya Retirement Advisors
    League City, TX
Previous Registrations
  • 2016-06-15 → 2018-05-22
    Voya Financial Advisors, Inc.
    League City, TX
    Windsor, CT
  • 2015-10-30 → 2016-04-15
    Lpl Financial Llc
    Houston, TX
    Houston, TX
    San Diego, CA
  • 2009-01-08 → 2015-12-31
    Amegy Investments, Inc.
    Cypress, TX
    Houston, TX
    Dickinson, TX
    League City, TX
    Houston, TX
  • 2007-01-08 → 2009-01-06
    Zions Capital Advisors, Inc.
    Dickinson, TX
  • 2006-04-21 → 2006-12-31
    Zions Direct, Inc.
    Cypress, TX
    League City, TX
    Dickinson, TX
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-13
S63 Uniform Securities Agent State Law Examination 2000-10-18
  • S65 Uniform Investment Adviser Law Examination
    2005-06-13
  • S63 Uniform Securities Agent State Law Examination
    2000-10-18
Other Names
  • Joanna Sammy
  • Joanna Sammysasiene

View on SEC IAPD

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