Best Investors Account Sign in

Rena Marie Fields

Stifel, Nicolaus & Company, Incorporated

Portage, MI

CRD 3217781

Claim This Profile
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-27
MI RA APPROVED 2017-05-23
  • TX RA
    APPROVED
    Since 2017-11-27
  • MI RA
    APPROVED
    Since 2017-05-23

Branch Locations

950 Trade Center Way Suite 305, Portage, MI 49002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portage MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Portage MI 11/2016 05/2017
Stifel Nicolaus & Co Inc Portage MI 05/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Portage, MI
  • 11/2016 → 05/2017
    Wells Fargo Clearing Services, Llc
    Portage, MI
  • 05/2017 → Present
    Stifel Nicolaus & Co Inc
    Portage, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-03
S63 Uniform Securities Agent State Law Examination 2000-02-15
  • S66 Uniform Combined State Law Examination
    2012-12-03
  • S63 Uniform Securities Agent State Law Examination
    2000-02-15

View on SEC IAPD

Nearby Firms

ZHANG FINANCIAL
EDELMAN FINANCIAL ENGINES
EDWARD JONES

Nearby Investors

LYNN LING CHEN-ZHANG
CHRISTINE MARIE LINDBERG
AMANDA MARIE HARTMAN

Nearby Offices

ZHANG FINANCIAL · PORTAGE, MI
EDELMAN FINANCIAL ENGINES · PORTAGE, MI
EDWARD JONES · Portage, MI

More in Portage, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor