Ming Y Huang

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2026-08-11
NY	RA	APPROVED	2021-07-22
TX	RA	APPROVED	2021-06-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	Flushing	NY	04/2013	06/2021
Hsbc Bank Usa, N.A.	Flushing	NY	08/2016	06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bayside	NY	06/2021	Present
Bank Of America, N.A.	Bayside	NY	08/2021	Present

04/2013 → 06/2021

Hsbc Securities (Usa) Inc.

Flushing, NY
08/2016 → 06/2021

Hsbc Bank Usa, N.A.

Flushing, NY
06/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bayside, NY
08/2021 → Present

Bank Of America, N.A.

Bayside, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-08
S63	Uniform Securities Agent State Law Examination	1999-05-10

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