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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-20
  • TX RA
    APPROVED_RES
    Since 2026-04-20

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Well Fargo Clearing Services Charlotte NC 08/2025 Present
Dysis Mc Lean VA 08/2025 Present
Northstone Country Club Huntersville NC 08/2017 07/2023
Ally Financial Charlotte NC 05/2022 08/2022
Northwestern Mutual Charlotte NC 05/2023 08/2023
The 500 Club Statesville NC 11/2023 08/2025
Hough High School Cornelious NC 08/2014 08/2018
  • 08/2025 → Present
    Well Fargo Clearing Services
    Charlotte, NC
  • 08/2025 → Present
    Dysis
    Mc Lean, VA
  • 08/2017 → 07/2023
    Northstone Country Club
    Huntersville, NC
  • 05/2022 → 08/2022
    Ally Financial
    Charlotte, NC
  • 05/2023 → 08/2023
    Northwestern Mutual
    Charlotte, NC
  • 11/2023 → 08/2025
    The 500 Club
    Statesville, NC
  • 08/2014 → 08/2018
    Hough High School
    Cornelious, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-31
  • S63 Uniform Securities Agent State Law Examination
    2025-10-31

View on SEC IAPD

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