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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-20 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Well Fargo Clearing Services | Charlotte | NC | 08/2025 | Present |
| Dysis | Mc Lean | VA | 08/2025 | Present |
| Northstone Country Club | Huntersville | NC | 08/2017 | 07/2023 |
| Ally Financial | Charlotte | NC | 05/2022 | 08/2022 |
| Northwestern Mutual | Charlotte | NC | 05/2023 | 08/2023 |
| The 500 Club | Statesville | NC | 11/2023 | 08/2025 |
| Hough High School | Cornelious | NC | 08/2014 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-31 |
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