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Christopher L Mette

Morgan Stanley

Phoenix, AZ

CRD 3103785

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
AZ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • AZ RA
    APPROVED
    Since 2009-06-01

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc. Phoenix AZ 10/2008 Present
Morgan Stanley Smith Barney Phoenix AZ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2008 → Present
    Phoenix, AZ
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Phoenix, AZ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-11-04 → 2009-06-01
    Phoenix, AZ
  • 2007-04-02 → 2008-10-28
    Morgan Stanley & Co. Llc
    Scottsdale, AZ
  • 2002-11-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Scottsdale, AZ
    Phoenix, AZ
Other Businesses

*624867- AZKS llc; Investment related-Yes; Paradise Valley, Arizona; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 1; Property Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-06
S63 Uniform Securities Agent State Law Examination 1998-09-29
  • S65 Uniform Investment Adviser Law Examination
    1998-10-06
  • S63 Uniform Securities Agent State Law Examination
    1998-09-29
Other Names
  • Chris Mette
  • Christopher Lee Mette

View on SEC IAPD

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