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Inactive

Mark Dea

Basso Capital Management, L.P.

Stamford, CT

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Current Employers
Basso Capital Management, L.P.

1266 East Main Street 4Th Floor, Stamford, CT 06902-3546 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-26
  • CA RA
    APPROVED
    Since 2025-06-26

Branch Locations

1266 East Main Street, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fundx San Francisco CA 09/2006 02/2022
One Capital Management, Llc San Francisco CA 02/2022 06/2025
Basso Capital Management, L.P. Stamford CT 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-02
  • S65 Uniform Investment Adviser Law Examination
    2024-05-02

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
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INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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