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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-25 |
| TX | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 06/2024 | 08/2026 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2024 | 08/2026 |
| Tleaf Gallery (The Corner Store Llc) | Tallahassee | FL | 03/2022 | 05/2023 |
| Self-Employed | Tallahassee | FL | 01/2021 | 05/2022 |
| Papa John's Pizzeria | Tallahassee | FL | 01/2021 | 09/2021 |
| Florida State University | Tallahassee | FL | 08/2020 | 12/2023 |
| Arch Amenities Group | Miami | FL | 01/2024 | 05/2024 |
| Tiaa | Charlotte | NC | 06/2023 | 08/2023 |
| Coral Reef Senior High School | Miami | FL | 08/2016 | 04/2020 |
| Papa John's Pizzeria | Miami | FL | 04/2020 | 08/2020 |
| Papa John's Pizzeria | Pinecrest | FL | 11/2020 | 12/2020 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2026 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-09 |
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