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James Hayden Fleming

LPl Financial LLC

Burlington, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-30
  • NC RA
    APPROVED
    Since 2026-01-30

Branch Locations

3120 S Church St Ste 102, Burlington, NC 27215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Burlington NC 08/2025 Present
University Of North Carolina Wilmington Wilmington NC 04/2025 07/2025
University Of North Carolina Wilmington Wilmington NC 02/2025 03/2025
Figure Eight Island Yacht Club Wilmington NC 05/2024 01/2025
Alamance Country Club Burlington NC 06/2023 06/2023
University Of North Carolina Wilmington Baseball Wilmington NC 08/2023 05/2024
University Of North Carolina Wilmington Baseball Wilmington NC 01/2023 05/2024
University Of North Carolina Wilmington Wilmington NC 08/2022 07/2025
Highschool Student Burlington NC 08/2018 06/2022
Woodlawn Middle School Mebane NC 08/2015 06/2018
Unemployed Burlington NC 06/2018 08/2018
Unemployed Burlington NC 06/2022 08/2022
Betty Andrews Investment Management Burlington NC 08/2025 Present
  • 08/2025 → Present
    Lpl Financial
    Burlington, NC
  • 04/2025 → 07/2025
    University Of North Carolina Wilmington
    Wilmington, NC
  • 02/2025 → 03/2025
    University Of North Carolina Wilmington
    Wilmington, NC
  • 05/2024 → 01/2025
    Figure Eight Island Yacht Club
    Wilmington, NC
  • 06/2023 → 06/2023
    Alamance Country Club
    Burlington, NC
  • 08/2023 → 05/2024
    University Of North Carolina Wilmington Baseball
    Wilmington, NC
  • 01/2023 → 05/2024
    University Of North Carolina Wilmington Baseball
    Wilmington, NC
  • 08/2022 → 07/2025
    University Of North Carolina Wilmington
    Wilmington, NC
  • 08/2018 → 06/2022
    Highschool Student
    Burlington, NC
  • 08/2015 → 06/2018
    Woodlawn Middle School
    Mebane, NC
  • 06/2018 → 08/2018
    Unemployed
    Burlington, NC
  • 06/2022 → 08/2022
    Unemployed
    Burlington, NC
  • 08/2025 → Present
    Betty Andrews Investment Management
    Burlington, NC
Other Businesses

1. 11/04/2025 / Betty Andrews Investment Management / DBA for LPL Business (entity for LPL business) / Inv related / 160 Hours Per Month / 8 Hours During Trading / At reported business location (s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-01-29
Other Names
  • Hayden Fleming

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