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Nicholas Rosenbeck

Charles Schwab & Co., Inc.

Austin, TX

CRD 7904336

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Medical Lake WA 09/2012 09/2018
Full-Time Education Cheney WA 04/2020 06/2022
Extended Travel Medical Lake WA 09/2018 04/2020
Creative Office Spokane WA 05/2020 08/2020
Zerorez Spokane Valley WA 08/2020 09/2020
Self-Employed Medical Lake WA 09/2020 06/2022
Ups Spokane WA 09/2021 01/2022
Extended Travel Medical Lake WA 06/2022 02/2023
Collecting Keys Llc Spokane WA 11/2023 02/2024
Charles Schwab & Co., Inc. Austin TX 05/2024 Present
The One Brokerage Brentwood CA 02/2023 05/2024
  • 09/2012 → 09/2018
    Full-Time Education
    Medical Lake, WA
  • 04/2020 → 06/2022
    Full-Time Education
    Cheney, WA
  • 09/2018 → 04/2020
    Extended Travel
    Medical Lake, WA
  • 05/2020 → 08/2020
    Creative Office
    Spokane, WA
  • 08/2020 → 09/2020
    Zerorez
    Spokane Valley, WA
  • 09/2020 → 06/2022
    Self-Employed
    Medical Lake, WA
  • 09/2021 → 01/2022
    Ups
    Spokane, WA
  • 06/2022 → 02/2023
    Extended Travel
    Medical Lake, WA
  • 11/2023 → 02/2024
    Collecting Keys Llc
    Spokane, WA
  • 05/2024 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 02/2023 → 05/2024
    The One Brokerage
    Brentwood, CA
Other Businesses

1) Lupe Tortilla | Investment Related:No|10515 N Mopac Expy Bldg R|Austin|TX|78759|USA|Restaurant/Food Services|Server|7/10/2024|Varies|0|Waiting tables, 2) Live Oak Painting LLC | Investment Related:No|Construction - Residential/Commercial/Office|Owner|4/3/2026|Less than 20|0|Run marketing/estimates, manage projects, hire crews

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-13
S63 Uniform Securities Agent State Law Examination 2024-09-18
  • S66 Uniform Combined State Law Examination
    2026-02-13
  • S63 Uniform Securities Agent State Law Examination
    2024-09-18
Other Names
  • Nick Rosenbeck

View on SEC IAPD

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