Christopher Chadwell Nelson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 02/2017
  Principal Securities, Inc.
  Denver, CO
• 01/2016 → 02/2017
  Principal Life Insurance Company
  Denver, CO
• 09/2017 → 08/2018
  Transamerica Capital, Inc.
  Denver, CO
• 02/2017 → 08/2018
  Transamerica Asset Management
  Denver, CO
• 08/2018 → 11/2020
  Tiaa
  Denver, CO
• 08/2018 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 03/2021 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 11/2020 → 03/2021
  Unemployed
  Littleton, CO

Previous Registrations

• 2018-12-17 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 2016-06-28 → 2017-02-13
  Principal Securities, Inc.
  Denver, CO

Exams

• S66 Uniform Combined State Law Examination
  2016-06-27
• S63 Uniform Securities Agent State Law Examination
  1999-05-19

Other Names

• Christopher C. Nelson