Douglas Maurice Applegate

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 05/2017
  Edward Jones
  St Louis, MO
• 05/2017 → Present
  Raymond James Financial Services
  Centennial, CO
• 05/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Centennial, CO

Previous Registrations

• 2007-02-05 → 2017-05-22
  Edward Jones
  Littleton, CO

Other Businesses

(1)Name of Business: Centennial State Wealth Advisors Address: 5161 E Arapahoe Rd Ste 408, Centennial, CO, 80122, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/19/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: I own the company that does business with RJFS.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-24
• S63 Uniform Securities Agent State Law Examination
  2001-03-29

Other Names

• Doug Applegate