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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-10-16 |
Branch Locations
500 Oakbrook Ln Ste 101, Summerville, SC 29485 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Safe Harbor Financial/Safe Harbor Wealth | Summerville | SC | 11/2013 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 10/2025 | Present |
Safe Harbor Wealth; Yes Investment Related; 500 Oakbrook Ln Ste 101, Summerville, SC 29485; Insurance and Annuity Sales; President; 11/2013; 160hrs/Mo; 130hrs/Mo during Securities Trading Hours; Sales of products, overseeing admin duties; creating retirement plans for clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
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