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Yen-Chun Chen (Michael)

Tkc Wealth Management LLC

Dallas, TX

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Current Employers
Tkc Wealth Management Llc

12900 Preston Road, Suite 700, Dallas, TX 75230 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-25
TX RA APPROVED 2025-09-10
  • NY RA
    APPROVED
    Since 2025-09-25
  • TX RA
    APPROVED
    Since 2025-09-10

Branch Locations

12900 Preston Road, Suite 700, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tkc Wealth Management Dallas TX 03/2024 08/2025
Ctbc Bank Taipei City 07/2021 12/2021
Unemployed Taipei City 12/2021 07/2022
Student Dallas TX 08/2022 05/2024
Yuanta Securities Taipei City 04/2019 06/2019
Student Taipei City 06/2019 07/2021
Student Taipei City 07/2014 04/2019
Landolt Securities, Inc. Dallas TX 03/2024 Present
Tkc Wealth Management Llc Dallas TX 08/2025 Present
  • 03/2024 → 08/2025
    Tkc Wealth Management
    Dallas, TX
  • 07/2021 → 12/2021
    Ctbc Bank
    Taipei City
  • 12/2021 → 07/2022
    Unemployed
    Taipei City
  • 08/2022 → 05/2024
    Student
    Dallas, TX
  • 04/2019 → 06/2019
    Yuanta Securities
    Taipei City
  • 06/2019 → 07/2021
    Student
    Taipei City
  • 07/2014 → 04/2019
    Student
    Taipei City
  • 03/2024 → Present
    Landolt Securities, Inc.
    Dallas, TX
  • 08/2025 → Present
    Dallas, TX
Other Businesses

Landolt Securities, Inc., Investment Related, 12900 Preston Rd Ste 700 Dallas TX 75230, broker-dealer, registered representative, started 5/2025, 1 hr/month during trading hours, sell investment products, compensated via commissions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-03
S63 Uniform Securities Agent State Law Examination 2025-05-20
  • S65 Uniform Investment Adviser Law Examination
    2025-07-03
  • S63 Uniform Securities Agent State Law Examination
    2025-05-20
Other Names
  • Michael Chen
  • Yen-Chun Chen

View on SEC IAPD

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