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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-08 |
Branch Locations
14325 Cedar Ave, Apple Valley, MN 55124 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Apple Valley | MN | 04/2024 | Present |
| Wells Fargo Bank, Na | Apple Valley | MN | 04/2022 | Present |
| Wellington's Pub & Grill | Winona | MN | 03/2017 | 03/2022 |
| Hyvee | Winona | MN | 01/2014 | 05/2017 |
| Snowman Golf Exchange Llc | Winona | MN | 09/2023 | Present |
SNOWMAN GOLF EXCHANGE, LLC, NOT INVT RELATED, WINONA, MN, 33% OWNERSHIP, START DATE 4/15/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER IN RESALE OF USED GOLF EQUIPMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-16 |
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