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Suzel Annette Mendieta

Wells Fargo Clearing Services, LLC

Corpus Christi, TX

CRD 3217555

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

800 N Shoreline Blvd Ste 1500, North Tower, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Corpus Christi TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Corpus Christi TX 11/2016 Present
Previous Registrations
  • 2005-09-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Corpus Christi, TX
    Corpus Christi, TX
    St. Louis, MO
  • 1999-05-17 → 2005-09-15
    Wells Fargo Clearing Services, Llc
    Corpus Christi, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-13
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14

View on SEC IAPD

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