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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-06-16 |
Branch Locations
200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shaw's Super Market | Scarborough | ME | 07/2016 | 08/2018 |
| Down East Logistics | Scarborough | ME | 08/2018 | 06/2022 |
| Saint Josephs College Of Maine | Standish | ME | 08/2019 | 05/2021 |
| Maine Health | Portland | ME | 07/2022 | 04/2024 |
| Portland Sea Dogs | Portland | ME | 03/2021 | 07/2022 |
| Dick's Sporting Goods | South Portland | ME | 05/2021 | 05/2022 |
| Edward Jones | St Louis | MO | 05/2024 | 06/2025 |
| Td Bank | Yarmouth | ME | 06/2025 | Present |
| Td Private Client Wealth Llc | Yarmouth | ME | 06/2025 | Present |
| Td Wealth | Greenville | SC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-10 |
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