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James Stephens

Ameriprise Financial Services, LLC

Portland, OR

Salem, OR

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-07-28
  • WA RA
    APPROVED
    Since 2025-07-28

Branch Locations

Portland, OR • United States

465 Division Street Ne, Salem, OR 97301-2437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Salem OR 04/2024 Present
Maps Credit Union Salem OR 11/2023 Present
Us Bank Vancouver WA 04/2023 11/2023
Umpqua Bank Portland OR 06/2008 04/2023
  • 04/2024 → Present
    Ameriprise Financial Services, Llc
    Salem, OR
  • 11/2023 → Present
    Maps Credit Union
    Salem, OR
  • 04/2023 → 11/2023
    Us Bank
    Vancouver, WA
  • 06/2008 → 04/2023
    Umpqua Bank
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-11
  • S66 Uniform Combined State Law Examination
    2025-06-11
Other Names
  • Jim Stephens

View on SEC IAPD

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