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James Edward Keene

Mclaughlin Asset Management, Inc.

Lafayette, IN

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Current Employers
Mclaughlin Asset Management, Inc.

1905-E U.S. Route 150 Suite E, Danville, IL 61832 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-01
  • IN RA
    APPROVED
    Since 2024-05-01

Branch Locations

323 Columbia Street Suite 102, Lafayette, IN 47901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Merchants Bank Lafayette IN 04/2003 02/2024
Self-Employed Contractor Lafayette IN 02/2024 04/2024
Mclaughlin Asset Management Lafayette IN 04/2024 Present
  • 04/2003 → 02/2024
    First Merchants Bank
    Lafayette, IN
  • 02/2024 → 04/2024
    Self-Employed Contractor
    Lafayette, IN
  • 04/2024 → Present
    Mclaughlin Asset Management
    Lafayette, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-31
  • S65 Uniform Investment Adviser Law Examination
    2023-10-31

View on SEC IAPD

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