Todd Michael Gerdes-zertuche

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-07-31

AZ RA
APPROVED

Since 2024-07-31

Branch Locations

Maricopa, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Bend	OR	11/2003	Present

11/2003 → Present

Lpl Financial, Llc

Bend, OR

Previous Registrations

1999-07-15 → 2003-12-18

Veravest Investment Advisors, Inc.

Lake Oswego, OR

Other Businesses

1. 3/12/2014 - GERDES FINANCIAL LLC CERTIFIED PUBLIC ACCOUNTANT - Investment Related - Tax Prep/Accounting/CPA - Time Spent 50% - CPA FIRM OFFERING TAX PREPARATION AND ACCOUNTING RELATED SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-05-14

S66 Uniform Combined State Law Examination

1999-05-14

Other Names

Todd Michael Gerdes

View on SEC IAPD